-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UUYlvmuwxK7XRHX3Q7o0lt7guxZOR8hX0NBDnNdVWr2VLIKHZbYn1wpPaI5whJMp Nt5PCwZh7qoVkL/PlpSo0Q== 0000899681-00-000081.txt : 20000317 0000899681-00-000081.hdr.sgml : 20000317 ACCESSION NUMBER: 0000899681-00-000081 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000316 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLEXIINTERNATIONAL SOFTWARE INC/CT CENTRAL INDEX KEY: 0001015464 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 061309427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-52727 FILM NUMBER: 571234 BUSINESS ADDRESS: STREET 1: 2 ENTERPRISE DRIVE CITY: SHELTON STATE: CT ZIP: 06484 BUSINESS PHONE: 2039253040 MAIL ADDRESS: STREET 1: TWO ENTERPRISE DRIVE CITY: SHELTON STATE: CT ZIP: 06484 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FURMAN SELZ SBIC L P CENTRAL INDEX KEY: 0000949259 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2)* FLEXIINTERNATIONAL SOFTWARE, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 338923 10 5 (CUSIP Number) Brian P. Friedman Furman Selz SBIC, L.P. 55 East 52nd Street, 37th Floor New York, New York 10055-0002 (212) 309-8400 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 8, 2000 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box [x] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ---------------------------------- ------------------------------------- CUSIP No. 338923 10 5 Page 2 - ---------------------------------- ------------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Furman Selz SBIC, L.P. 13-3756825 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / x/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ----------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 1,462,680 OWNED BY ----------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING ----------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 1,462,680 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,462,680 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT SCHEDULE 13D - ---------------------------------- ------------------------------------- CUSIP No. 338923 10 5 Page 3 - ---------------------------------- ------------------------------------- - ------------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Furman Selz SBIC Investments LLC 13-3863604 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 1,462,680 OWNED BY ------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING ------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 1,462,680 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,462,680 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT SCHEDULE 13D - ---------------------------------- ------------------------------------- CUSIP No. 338923 10 5 Page 4 - ---------------------------------- ------------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Furman Selz Investments LLC 13-3863171 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER 1,462,680 OWNED BY ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING ------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER 1,462,680 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,462,680 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT SCHEDULE 13D - ---------------------------------- ------------------------------------- CUSIP No. 338923 10 5 Page 5 - ---------------------------------- ------------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) ING Furman Selz Asset Management LLC 13-4038444 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF, WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ---------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 1,474,180 OWNED BY ---------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING ---------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 1,474,180 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,474,180 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.4% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT SCHEDULE 13D - ---------------------------------- ------------------------------------- CUSIP No. 338923 10 5 Page 6 - ---------------------------------- ------------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) ING (U.S.) Financial Holdings Corporation 51-0262561 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER 1,474,180 OWNED BY ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING ------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER 1,474,180 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,474,180 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.4% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT SCHEDULE 13D - ---------------------------------- ------------------------------------- CUSIP No. 338923 10 5 Page 7 - ---------------------------------- ------------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) ING Bank N.V. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ----------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 1,474,180 OWNED BY ----------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING ----------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 1,474,180 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,474,180 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.4% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* BK - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT SCHEDULE 13D - ---------------------------------- ------------------------------------- CUSIP No. 338923 10 5 Page 8 - ---------------------------------- ------------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) ING Groep N.V. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ---------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 1,474,180 OWNED BY ---------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING ---------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 1,474,180 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,474,180 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.4% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IC - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT SCHEDULE 13D - ---------------------------------- ------------------------------------- CUSIP No. 338923 10 5 Page 9 - ---------------------------------- ------------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Brian P. Friedman - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 200,000 SHARES ---------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ---------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 200,000 REPORTING ---------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 200,000 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.1% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT SCHEDULE 13D - ---------------------------------- ------------------------------------- CUSIP No. 338923 10 5 Page 10 - ---------------------------------- ------------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) James L. Luikart - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 100,000 SHARES ----------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ----------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 100,000 REPORTING ----------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 100,000 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.6% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT SCHEDULE 13D - ---------------------------------- ------------------------------------- CUSIP No. 338923 10 5 Page 11 - ---------------------------------- ------------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Terrence Quinn - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 34,091 SHARES ---------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ---------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 34,091 REPORTING ---------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 34,091 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.2% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT The statement on Schedule 13D, as originally filed on February 1, 1999 and subsequently amended on March 4, 1999, with respect to common stock, par value $0.01 per share ("Common Stock") of FlexiInternational Software, Inc., a Delaware corporation ("FlexiInternational" or the "Company"), is hereby amended as described herein. ITEM 2. IDENTITY AND BACKGROUND. Item 2 is hereby amended to remove certain entities as Reporting Persons from this Schedule 13D, to add other entities as Reporting Persons on this Schedule 13D, and to update certain information concerning the Reporting Persons as follows: 1. The following table sets forth the names of entities no longer directly or indirectly beneficially owning shares of Common Stock. Such entities are removed as Reporting Persons from this Schedule 13D. Except where noted, all sales were open market sales occurring after March 4, 1999. NAME SHARES SOLD OR TRANSFERRED ---- -------------------------- ING Baring Furman Selz LLC 2,032,180* ING Merger, Inc. 2,032,180* Saugatuck Partners L.P. 100,000 Saugatuck International Ltd. 1,500 Fairway Capital Partners L.P. 52,000 FSIP LLC 52,000** Furman Selz Capital Management LLC 52,000** Furman Selz Management (BVI) Ltd. 1,500** Edmund Hajim 101,000 Notes: * As of March 4, 1999, ING Merger, Inc. ("ING Merger") owned 100% of ING Baring Furman Selz LLC ("ING Baring"), and was deemed the beneficial owner of all Common Stock beneficially owned by ING Baring. At that time, ING Baring directly held 23,000 shares of Common Stock, and was deemed the indirect beneficial owner of 100,000 shares of Common Stock held by Saugatuck Partners L.P. and 1,500 shares of Common Stock held by Saugatuck International Ltd. All of these shares of Common Stock were subsequently sold on the open market. In addition, on March 4, 1999, ING Barings was the sole managing member and owner of 99% of the interests of Furman Selz Investments LLC, through which it was deemed the beneficial owner of 1,907,680 shares of Common Stock held by Furman Selz SBIC, L.P. Subsequent to that date, all of ING Baring's interests in Furman Selz Investments LLC, and the related beneficial ownership interests in the Common Stock held by Furman Selz SBIC, L.P., were transferred to ING Furman Selz Asset Management LLC. ** All shares of Common Stock were indirectly beneficially owned by the indicated entity. 2. The following table sets forth additional Reporting Persons who are added to this Schedule 13D. Citizenship or State of Principal Occupation or Name and Address Incorporation/organization Business - ----------------- -------------------------- ------------------------ Terrence Quinn United States of America Managing Director of ING Furman Selz Asset Management LLC 3. The following table provides updated information about each of the Reporting Persons. Citizenship or State of Principal Occupation Name and Address Incorporation/organization or Business - ---------------------- -------------------------- ------------------- Furman Selz SBIC, L.P. Delaware Small Business ("Furman Selz SBIC") Investment Company 55 East 52nd Street, 37th Floor New York, NY 10055-0002 Furman Selz SBIC Investments LLC ("FS SBIC Investments") Delaware Holding Company 55 East 52nd Street, 37th Floor New York, NY 10055-0002 Furman Selz Investments LLC Delaware Holding Company ("FS Investments") 55 East 52nd Street, 37th Floor New York, NY 10055-0002 ING Furman Selz Asset Delaware Holding Company Management LLC ("ING FS Management") 230 Park Avenue New York, NY 10169 ING (U.S.) Financial Holdings Delaware Holding Company Corporation ("ING (U.S.)") 135 East 57th Street New York, New York 10022 ING Bank N.V. The Netherlands Bank ("ING Bank") P.O. Box 810 1000 AV Amsterdam, The Netherlands ING Groep N.V. The Netherlands Insurance Company ("ING Groep") Strawinskylaan 2631 1077 ZZ Amsterdam Brian P. Friedman United States President of Furman 55 East 52nd Street, of America Selz SBIC 37th Floor Investments, LLC New York, NY 10055-0002 and Furman Selz Investments, LLC James L. Luikart United States Executive Vice 55 East 52nd Street, 37th Floor of America President of Furman New York, NY 10055-0002 Selz SBIC Investments, LLC and Furman Selz Investments, LLC Terrence Quinn United States Managing Director of 230 Park Avenue of America ING Furman Selz Asset New York, NY 10169 Management LLC The Executive Board of ING Groep is the following: E. Kist Chairman C. Maas Chief Financial Officer M. Tilmant Vice Chairman F. S. Hubbel J. H. M. Lindenbergh A. H. G. Rinnooy Kan D. Robbins The Executive Board of ING Bank is the following: E. Kist Chairman C. Maas Chief Financial Officer M. Tilmant Vice Chairman F. S. Hubbel J. H. M. Lindenbergh A. H. G. Rinnooy Kan D. Robbins The directors and executive officers of ING (U.S.) Financial Holdings Corporation are the following: Directors: Michael Petrycki Wietze Prinsen Bart Staal Officers: Fernando Gentil President Bart Staal Executive Vice President Joseph Kaminsky Senior Vice President Benjamin Emanuel Vice President David Rutkin Vice President Andrew W. Druch General Counsel, Secretary and Managing Director Edward Chow Assistant Secretary Patrick Murphy Assistant Secretary Mark Seffinger Assistant Secretary ING Groep owns 100% of ING Bank, which owns 100% of ING (U.S.), which owns 100% of ING FS Management, which is the sole managing member and owner of 100% of the interests of FS Investments, which is the sole managing member and owner of 100% of the interests of FS SBIC Investments. FS SBIC Investments is the sole general partner of Furman Selz SBIC, which directly owns 1,462,680 shares of Common Stock. ING FS Management directly owns 11,500 shares of Common Stock. Brian P. Friedman directly owns 200,000 shares of Common Stock and is the President of FS Investments and FS SBIC Investments. James L. Luikart directly owns 100,000 shares of Common Stock and is the Executive Vice President of FS Investments and FS SBIC Investments. Terrence Quinn directly owns 34,091 shares of Common Stock and is a Managing Director of ING FS Management. (d) and (e). None of the Reporting Persons, and to the knowledge of the Reporting Persons, none of the other individuals named have, within the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding been or are subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS. Item 3 is hereby amended to add the following thereto: The funds for the purchase of shares of Common Stock owned by ING FS Management were provided from working capital. The funds for the purchase of shares of Common Stock owned by Terrence Quinn were provided from personal funds. ITEM 4. PURPOSE OF TRANSACTION. Item 4 is hereby amended to add the following thereto: In January 2000, Brian P. Friedman ceased to serve as a director of the Company. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a)-(b) Items 5(a) and 5(b) are hereby amended and restated as follows:
NUMBER OF SHARES BENEFICIALLY SHARED VOTING SHARED INVESTMENT SOLE VOTING SOLE INVESTMENT PERCENTAGE OF NAMED OWNED POWER POWER POWER POWER CLASS - ---- ----------------- ------------- ----------------- ------------ --------------- -------------- Furman Selz SBIC 1,462,680 1,462,680 1,462,680 8.3% FS SBIC Investments 1,462,680 1,462,680 1,462,680 8.3% FS Investments 1,462,680 1,462,680 1,462,680 8.3% ING FS Management 1,474,180 1,474,180 1,474,180 8.4% ING (U.S.) 1,474,180 1,474,180 1,474,180 8.4% ING Bank 1,474,180 1,474,180 1,474,180 8.4% ING Groep 1,474,180 1,474,180 1,474,180 8.4% Brian P. Friedman 200,000 200,000 200,000 1.2% James L. Luikart 100,000 100,000 100,000 0.6% Terrence Quinn 34,091 34,091 34,091 0.2%
As of October 26, 1999, the Company had 17,588,008 shares of Common Stock outstanding. See the answer to Item 2 hereof for information regarding persons with whom the power to vote or dispose of shares of Common Stock is shared. (c) Item 5(c) is hereby amended to add the following thereto: The following table sets forth information concerning open-market sales by Furman Selz SBIC of Common Stock over the period beginning January 13, 2000 and ending March 14, 2000: DATE NUMBER OF SHARES SOLD PRICE (PER SHARE) ---- --------------------- ----------------- January 13, 2000 10,000 $1.6875 January 31, 2000 50,000 $1.1875 February 11, 2000 30,000 $1.3541 February 29, 2000 10,000 $1.1875 March 3, 2000 40,000 $1.0508 March 8, 2000 157,500 $1.4325 March 9, 2000 42,500 $1.8272 March 10, 2000 75,000 $1.5000 March 13, 2000 10,000 $1.3750 March 14, 2000 20,000 $1.2813 (e) Item 5(e) is hereby amended to add the following thereto: See response to Item 1. ITEM 7. MATERIAL FILED AS EXHIBITS. PAGE - ------ -------------------------- A. Joint Reporting Agreement and Power of Attorney on Behalf of Each Reporting Person................... 21 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March ___, 2000 FURMAN SELZ SBIC, L.P. By: /s/ BRIAN P. FRIEDMAN ------------------------------ Name: Brian P. Friedman Title: President of General Partner FURMAN SELZ SBIC INVESTMENTS, LLC By: /s/ BRIAN P. FRIEDMAN ------------------------------- Name: Brian P. Friedman Title: President FURMAN SELZ INVESTMENTS, LLC By: /s/ BRIAN P. FRIEDMAN ------------------------------ Name: Brian P. Friedman Title: President ING FURMAN SELZ ASSET MANAGEMENT LLC By: /s/ ROBERT MILLER ------------------------------ Name: Robert Miller Title: Vice President ING (U.S.) FINANCIAL HOLDINGS CORPORATION By: /s/ ANDREW W. DRUCH ------------------------------- Name: Andrew W. Druch Title: Secretary Dated: March ___, 2000 ING BANK N.V. By: /s/ J. H. J. HOUBEN ---------------------------- Name: J.H.J. Houben Title: Managing Principal By: /s/ P. F. M. VAN LIEROP ------------------------------- Name: P.F.M. Van Lierop Title: Senior Legal Advisor ING GROEP N.V. By: /s/ J.H.J. HOUBEN ---------------------------- Name: J.H.J. Houben Title: Managing Principal /s/ BRIAN P. FRIEDMAN -------------------------------- Brian P. Friedman /s/ JAMES L. LUIKART --------------------------------- James L. Luikart /s/ TERRENCE QUINN ----------------------------------- Terrence Quinn EXHIBIT A JOINT REPORTING AGREEMENT AND POWER OF ATTORNEY WHEREAS, the statement or amended statement of Schedule 13D (the "Joint Statement") to which this joint reporting agreement and power of attorney (the "Agreement") is an exhibit is being filed on behalf of two or more persons (collectively, the "Reporting Persons"); and WHEREAS, the Reporting Persons prefer to file the Joint Statement on behalf of all of the Reporting Persons rather than individual statements on Schedule 13D on behalf of each of the Reporting Persons; NOW, THEREFORE, the undersigned hereby agree as follows with each of the other Reporting Persons: 1. Each of the Reporting Persons is responsible for the timely filing of the Joint Statement and any amendments thereto. 2. Each of the Reporting Persons is responsible for the completeness and accuracy of the information concerning such Reporting Person contained in the Joint Statement. 3. None of the Reporting Persons is responsible for the completeness or accuracy of the information concerning the other Reporting Persons contained in the Joint Statement, unless such Reporting Person knows or has reason to believe that such information is inaccurate. 4. The undersigned agrees that the Joint Statement is, and any amendment thereto will be, filed on behalf of each of the Reporting Persons. 5. Each of Furman Selz Investments LLC, ING Furman Selz Asset Management LLC, ING (U.S.) Financial Holdings Corporation, ING Bank N.V. and ING Groep N.V. hereby appoints Robert Miller as attorney-in-fact with authority to execute and deliver on behalf of it any and all documents (including any amendments thereto) required to be filed or otherwise executed and delivered by it pursuant to the Securities Exchange Act of 1934, as amended, the Securities Act of 1933, as amended, all other federal, state and local securities and corporation laws, and all regulations promulgated thereunder. Each of Furman Selz Investments LLC, ING Furman Selz Asset Management LLC, ING (U.S.) Financial Holdings Corporation, ING Bank N.V. and ING Groep N.V. further grant Robert Miller authority, as attorney-in-fact, to execute, deliver, or file on behalf of it any document necessary to amend this Joint Reporting Agreement and Power of Attorney for the purpose of adding additional parties thereto at such time or times as he should, in his discretion, deem appropriate. 6. Each of Brian P. Friedman and James L. Luikart hereby appoints Brian P. Friedman and James L. Luikart, and each of them, as attorney-in-fact with authority to execute and deliver on his behalf any and all documents (including any amendments thereto) required to be filed or otherwise executed and delivered by him pursuant to the Securities Exchange Act of 1934, as amended, the Securities Act of 1933, as amended, all other federal, state and local securities and corporation laws, and all regulations promulgated thereunder. Each of Brian P. Friedman and James L. Luikart further grant Brian P. Friedman and James L. Luikart, and each of them, authority, as attorney-in-fact, to execute, deliver, or file on his behalf any document necessary to amend this Joint Reporting Agreement and Power of Attorney for the purpose of adding additional parties thereto at such time or times as the attorney-in-fact should, in his discretion, deem appropriate. 7. This Agreement may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same document. Dated: March ___, 2000 FURMAN SELZ INVESTMENTS, LLC By: /s/ BRIAN P. FRIEDMAN ------------------------------ Name: Brian P. Friedman Title: President ING FURMAN SELZ ASSET MANAGEMENT LLC By: /s/ ROBERT MILLER ------------------------------ Name: Robert Miller Title: Vice President ING (U.S.) FINANCIAL HOLDINGS CORPORATION By: /s/ ANDREW W. DRUCH ------------------------------ Name: Andrew W. Druch Title: Secretary ING BANK N.V. By: /s/ J. H. J. HOUBEN ------------------------------ Name: J.H.J. Houben Title: Managing Principal By: /s/ P. F. M. VAN LIEROP -------------------------------- Name: P.F.M. Van Lierop Title: Senior Legal Advisor ING GROEP N.V. By: /s/ J.H.J. HOUBEN -------------------------------- Name: J.H.J. Houben Title: Managing Principal /s/ BRIAN P. FRIEDMAN --------------------------------- Brian P. Friedman /s/ JAMES L. LUIKART --------------------------------- James L. Luikart /s/ TERRENCE QUINN ---------------------------------- Terrence Quinn -----END PRIVACY-ENHANCED MESSAGE-----